Rossy Esenberg is a Vice President and Director of Compliance & Administration for Nuance. She oversees all aspects of the Firm’s compliance program.
Rossy has more than 13 years of compliance experience. Prior to joining Nuance, she worked in a similar role at Morgan Stanley Private Wealth Management. She was responsible for the risk, supervisory and compliance functions of a branch focused on working with ultra-high net worth individuals. Prior to working at Morgan Stanley, she was at Smith Barney, where she oversaw all day-to-day operations of Chicago area bank-based branches. Rossy held the Series 7, 9, 10, 66 and 31 while at her previous position.
Rossy holds a Bachelor of Arts (BA) in political science from the University of Chicago and a Masters of Business Administration (MBA) from University ofﾠ North Carolina, Kenan-Flagler Business School.