Rossy Esenberg is a Vice President and Chief Compliance Officer for Nuance. She oversees all aspects of the Firm’s compliance program.
Rossy has more than 15 years of compliance experience. Prior to joining Nuance, she worked in a similar role at Morgan Stanley Private Wealth Management. She was responsible for the risk, supervisory and compliance functions of a branch focused on working with ultra-high net worth individuals. Prior to working at Morgan Stanley, she was at Smith Barney, where she oversaw all day-to-day operations of Chicago area bank-based branches. Rossy held the Series 7, 9, 10, 66 and 31 while at her previous position.
Rossy holds a Bachelor of Arts (BA) in political science from the University of Chicago and a Master of Business Administration (MBA) from University ofﾠ North Carolina, Kenan-Flagler Business School.