Dustin Meza is the Senior Compliance Officer for Nuance. He works directly with the CCO to oversee all aspects of the Firm’s compliance program.
Dustin has more than 19 years of compliance experience. Prior to joining Nuance, he was the Manager, BD & IA Compliance at Thrivent. Dustin and his team were responsible for the compliance oversight and supervisory exam programs of the wealth manager. Prior to Thrivent, Dustin was the Director, IA Compliance for Waddell & Reed Inc. where he served as a compliance subject matter expert for the wealth manager’s RIA business.
Dustin held the Series 4, 7, 24, 63, and 66 licenses in his previous positions. Dustin holds a Bachelor of Business (BBA) in Finance from Washburn University.